| 1 | Traditional, Roth & SEP IRA Account Application - Investor Class | Use to open a new Traditional IRA, Rollover IRA, SEP-IRA or Roth IRA in the Investor class shares of the funds. If opening a SEP-IRA, you must complete and attach the IRS Form 5305-SEP below. | PDF |
| 2 | Traditional, Roth & SEP IRA Account Application - Class A | Use to open a new Traditional IRA, Rollover IRA, SEP-IRA, or Roth IRA account through a financial representative in the Class A shares of the funds. If opening a SEP-IRA, you must complete and attach the IRS Form 5305-SEP below. | PDF |
| 3 | Traditional, Roth & SEP IRA Agreement | Includes application instructions, Disclosure Statement, Traditional IRA Custodial Agreement and Roth IRA Custodial Agreement. | PDF |
| 4 | IRS Form 5305-SEP | Must be completed along with a Traditional & Roth IRA Account Application above when opening a SEP-IRA account. | PDF |
| 5 | Traditional IRA & Roth IRA Transfer of Assets/Direct Rollover Form | Authorize the transfer of your employer-sponsored plan, Traditional IRA or Roth IRA directly to Impax. Do not use this form for a Roth Conversion or Recharacterization. | PDF |
| 6 | Traditional IRA & Roth IRA Rollover/Conversion Certification Form | If you have received a check payable to you from an employer-sponsored plan, Traditional IRA or Roth IRA that you wish to roll over to Impax within 60 days. | PDF |
| 7 | SIMPLE IRA Account Application - Investor Class | Use to open a new SIMPLE IRA account in the Investor class shares of the funds. Include a copy of your employer's SIMPLE Adoption Agreement. | PDF |
| 8 | SIMPLE IRA Account Application - Class A | Use to open a new SIMPLE IRA account through a financial representative in the Class A shares of the funds. Include a copy of your employer's SIMPLE Adoption Agreement. | PDF |
| 9 | SIMPLE IRA Agreement | Includes application instructions, Disclosure Statement and Custodial Account Agreement. | PDF |
| 10 | SIMPLE IRA Transfer of Assets Form | Authorize the transfer of your SIMPLE IRA directly to Impax. | PDF |
| 11 | SIMPLE IRA Rollover Certification Form | If you have received a check payable to you from your SIMPLE IRA that you wish to roll over to Impax within 60 days. | PDF |
| 12 | Coverdell Education Savings Account Application - Investor Class | Use to open a new Coverdell Education Savings account in the Investor Class shares of the funds. | PDF |
| 13 | Coverdell Education Savings Account Application - Class A | Use to open a new Coverdell Education Savings account through a financial representative in the Class A shares of the funds. | PDF |
| 14 | Coverdell Education Savings Account Agreement | Includes application instructions, Disclosure Statement, questions and answers and Custodial Account Agreement. | PDF |
| 15 | Coverdell Education Savings Account Transfer of Assets Form | Authorize the transfer of a Coverdell ESA directly to Impax from the same beneficiary. | PDF |
| 16 | Coverdell Education Savings Account Rollover Certification Form | If you have received a check payable to you from a Coverdell ESA that you wish to roll over to Impax within 60 days. | PDF |
| 17 | Change of Beneficiary Form | Update beneficiary information for your Impax retirement account. | PDF |
| 18 | Coverdell Education Savings Account Change of Beneficiary Form | Update death beneficiary information for your Impax Coverdell ESA account. | PDF |
| 19 | IRA Withdrawal Form | Request a total or partial distribution from your Impax IRA, Roth IRA, or SEP-IRA. | PDF |
| 20 | IRA Required Minimum Distribution Form | Request a Required Minimum Distribution (RMD) from your Impax Traditional IRA, SEP IRA or SIMPLE IRA account if you are age 73 or older. | PDF |
| 21 | IRA Qualified Charitable Distribution Form | Request a Qualified Charitable Distribution (QCD) from your Impax Traditional IRA or Roth IRA account if you are age 70½ or older. | PDF |
| 22 | SIMPLE IRA Withdrawal Form | Request a total or partial distribution from your Impax SIMPLE IRA | PDF |
| 23 | Coverdell ESA Withdrawal Form | Request a total or partial distribution from your Impax Coverdell ESA. | PDF |
| 24 | Roth IRA Conversion - Internal | Convert your Impax Traditional IRA to an Impax Roth IRA. | PDF |
| 25 | Roth IRA Conversion - External | Transfer & Convert your Traditional IRA with another company to an Impax Roth IRA. | PDF |
| 26 | IRA Recharacterization Form - Internal Contribution | Recharacterize a conversion or contribution between an Impax Roth IRA and an Impax Traditional IRA. | PDF |
| 27 | IRA Recharacterization Form- External Contribution | Recharacterize a conversion or contribution between a Roth IRA and Traditional IRA between two different financial institutions. | PDF |
| 28 | IRA Self-Certification for Acceptance of a Late Rollover Contribution Form | If you need to certify a waiver of the 60-day rollover rule within 30 days after the initial deadline for certain situations. | PDF |
| 29 | 403(b)(7) Withdrawal | Request a total or partial distribution from your Impax 403(b)(7) account. | PDF |
| 30 | Shareholder Service Form | Add/Change Bank Information for Electronic Funds Transfer; Add/Change an Automatic Invest Plan; Update Dividend/Capital Gain Options; Elect a Cost Basis Method. | PDF |
| 31 | Custodial Account Transfer of Ownership Form | Re-register an UTMA/UGMA, Minor IRA, or Minor Roth IRA account when the child reaches the age of majority. | PDF |
| 32 | Subsequent Investment Slip | Send with an additional investment once you have established an account with Impax. | PDF |
United States