How to Make a Complaint

Impax is committed to prioritising client’s interest and providing a high level of service to them. Nonetheless, there may be occasions where clients feel that they have an issue that they would like to be addressed in relation to such services. If you wish to complain, you may raise a complaint by contacting Impax. Contact details are provided below. Impax’s takes such concerns seriously and endeavours to promptly respond to and resolve complaints.

Impax has established, implemented and maintains complaints management policies and procedures aimed to facilitate the settlement of disputes quickly and fairly and to fulfil Impax’s regulatory obligations. Please see below a summary of Impax’s Complaints Procedure.

Impax will investigate complaints in a prompt and fair manner and according to the guidelines below. This process is free of charge. If you are contacting us via email or post, please attach all information or documents relevant to the matter to your correspondence to ensure that your submission is handled efficiently.

We will endeavour to clarify your request promptly and follow the actions described below, upon receipt of a complaint:

  • We will commence an investigation.
  • We will issue an initial written acknowledgment, stating receipt of the complaint, no later than 5 business days.
  • We will keep you informed of the progress of the complaint.

If there are any delays and we are unable to resolve your concern within 40 business days after receipt of the complaint, Impax will provide a holding response explaining why Impax is unable to resolve your complaint at this time and specifying the timeframe for the next point of contact.  

If, after receiving a final response, you are not satisfied, you may also be eligible to refer the matter to the appropriate local financial ombudsman or the appropriate alternate dispute resolution mechanism.

Entity Details:
Impax Asset Management Limited
7th Floor
30 Panton Street
London
SW1Y 4AJ
 
Email: complaints@impaxam.com
Telephone: +44 (0)20 3912 3000
 
If, after receiving the final response, the client is unhappy with the response provided by Impax, they may be eligible to refer their complaint directly to the Financial Ombudsman Service. This must be done within six months of the date of the final response. The client can also refer the complaint directly to the Financial Ombudsman Service if Impax has failed to provide them with an adequate response within the 40 business day period detailed above, and they are dissatisfied with the delay in dealing with their complaint.
 
The Financial Ombudsman Service Exchange Tower
London E14 9SR
Website: financial-ombudsman.org.uk
Email: complaint.info@financial-ombudsman.org.uk
Tel: 0800 023 4567 or 0300 123 9 123

Entity Details:
Impax Asset Management LLC
30 Penhallow St, Suite 400
Portsmouth
NH 03801

Email: complaints@impaxam.com
Telephone: +1 (800) 767 1729
 
US clients may be eligible to refer their complaint directly to:
US Securities and Exchange Commission (SEC) investor complaint form: link here

Entity Details:
Impax Asset Management Ireland Limited
Fifth Floor
6-10 Suffolk Street
Dublin 2 D02 NY39
Ireland
 
Email: complaints@impaxam.com
Telephone: +353 (0) 1 592 1413
 
 
If, after receiving a final response, you are not satisfied, you may also be eligible to refer this to the Financial Services and Pensions Ombudsman (‘FSPO’). A complaint that does not relate to a long-term financial service shall be made to the Ombudsman not later than 6 years from the date of the conduct giving rise to the complaint.
A complaint about a “long-term financial service”, can be made not only (i) within a period of 6 years of the date of the conduct complained of, but also (ii) within a period of 3 years of a certain “date of knowledge” as prescribed at Section 51(2)(ii) Financial Services and Pensions Ombudsman Act 2017 and, in addition, (iii) the FSPO has a statutory discretion, regarding such complaints, to extend the time where there are reasonable grounds for requiring a longer period and it would be just and equitable in all the circumstances to do so.
 
Financial Services and Pensions Ombudsman
Address: Lincoln House, Lincoln Place, Dublin 2
Phone:+353 (1) 567 7000
Email: info@fspo.ie
Online Compliant form: https://www.fspo.ie/complaint-form.aspx

Entity Details:
Impax Asset Management (Hong Kong) Limited  AXK530
Unit 15, 16/F, Nexxus Building
41 Connaught Road,  Central
Hong Kong 

Email: complaints@impaxam.com
Telephone: +852 36103036

Complaints Officer: Nikita Wai Ling Leung

Entity Details:
Impax Asset Management Japan Ltd
20F Marunouchi Trust Tower Main,
8-3 Marunouchi,
1-chome,
Chiyoda-ku,
Tokyo, 100-0005,
Japan 

Email: complaints@impaxam.com
Telephone: +81 (3) 4567-3809
 
Complaints Officer: Miwa Takano

Complaints Notice (English)
Complaints Notice (Japanese)

Anti Social Forces Notice (English)
Anti Social Forces Notice (Japanese)

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