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IRA & ESA Account Forms
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| Pax World Funds Prospectus | Statement of Additional Information | Annual Report | Semi Annual Report | Q3 2020 Holdings | Q2 2020 Holdings | Q1 2020 Holdings | Q4 2019 Holdings |
|---|---|---|---|---|---|---|---|
ADV Part 1 (12/23/2020) | ADV Part 2 (12/23/2020)
On May 7, 2019, the Board of Trustees of Pax World Series Trust I voted to liquidate the assets of the Pax Mid Cap Fund, effective July 15, 2019.
| Fund | Fact Sheet | Performance | Commentary | Quarterly Holdings | Proxy Voting Records |
|---|---|---|---|---|---|
| Pax Large Cap Fund | HTML | HTML | HTML | ||
| Pax Small Cap Fund | HTML | HTML | HTML | ||
| Pax ESG Beta Quality Fund | HTML | HTML | HTML | ||
| Pax ESG Beta Dividend Fund | HTML | HTML | HTML | ||
| Pax Global Opportunities Fund | HTML | HTML | HTML | ||
| Pax Global Environmental Markets Fund | HTML | HTML | HTML | ||
| Pax Ellevate Global Women's Leadership Fund | HTML | HTML | HTML | ||
| Pax MSCI EAFE ESG Leaders Index Fund | HTML | HTML | HTML | ||
| Pax Core Bond Fund | HTML | HTML | HTML | ||
| Pax High Yield Bond Fund | HTML | HTML | HTML | ||
| Pax Sustainable Allocation Fund* | HTML | HTML | HTML |
* Effective December 18, 2019, the name of the Pax Balanced Fund changed to the Pax Sustainable Allocation Fund.
On May 7, 2019, the Board of Trustees of Pax World Series Trust I voted to liquidate the assets of the Pax Mid Cap Fund, effective July 15, 2019.
| Title | Description | Download | |
|---|---|---|---|
| 1 | Mutual Fund Account Application - Investor and Institutional Class | New mutual fund account application for investing in the Investor Class shares of the funds. Individual, Joint Tenants, Custodial UTMA, Trust, Non-Profit Organization and Corporation account options are available. | |
| 2 | Mutual Fund Account Application - Class A | New mutual fund account application for investing in the Class A shares of the funds available through a financial representative. Individual, Joint Tenants, Custodial UTMA, Trust, Non-Profit Organization and Corporation account options are available. | |
| 3 | Certification Regarding Beneficial Owners of Legal Entity Customers | Must be completed along with a new account application when opening an account for certain legal entities. | |
| 4 | Transfer on Death Form | Register your non-retirement account as Transfer On Death (TOD) to provide named beneficiaries. | |
| 5 | Shareholder Service Form | Authorize Telephone/Online Options, Add/Change Bank Information for Electronic Funds Transfer; Add/Change an Automatic Invest Plan; Update Dividend/Capital Gain Options; Update E-Delivery Options; Elect a Cost Basis Method. | |
| 6 | Shareholder Mailing Form | Update your E-Delivery options, add a recipient for duplicate statements, link accounts with different registrations to a single quarterly account statement and online Access User ID. | |
| 7 | Transfer of Shares Form | Give shares of your Pax World Mutual Fund account to an individual or an organization. | |
| 8 | Custodial Account Transfer of Ownership Form | Re-register an UTMA/UGMA, Minor IRA, or Minor Roth IRA account when the child reaches the age of majority. | |
| 9 | Mutual Fund Trading Authorization Form | Allow someone other than the registered account owner(s) to have full trading authority. | |
| 10 | Subsequent Investment Slip | Send with an additional investment once you have established an account with Pax World | |
| 11 | IRS Form W-9 | Certify your Tax ID/Social Security number or S Corporation/C Corporation status | |
| 12 | Name Change Form | Update your legal name change. | |
| 13 | Affidavit of Domicile | Used with additional documents to update an account in the event of the owner’s death. | |
| 14 | Non-Retirement Redemption Form | Authorize a redemption from your Non-Retirement account. | |
| 15 | Non-Retirement Account Transfer Form | Authorize the transfer of your Non-Retirement account from another mutual fund company directly to Pax World Mutual Funds. |
| Title | Description | Download | |
|---|---|---|---|
| 1 | Traditional, Roth & SEP IRA Account Application - Investor Class | Use to open a new Traditional IRA, Rollover IRA, SEP-IRA or Roth IRA in the Investor class shares of the funds. If opening a SEP-IRA, you must complete and attach the IRS Form 5305-SEP below. | |
| 2 | Traditional, Roth & SEP IRA Account Application - Class A | Use to open a new Traditional IRA, Rollover IRA, SEP-IRA, or Roth IRA account through a financial representative in the Class A shares of the funds. If opening a SEP-IRA, you must complete and attach the IRS Form 5305-SEP below. | |
| 3 | Traditional, Roth & SEP IRA Agreement | Includes application instructions, Disclosure Statement, Traditional IRA Custodial Agreement and Roth IRA Custodial Agreement. | |
| 4 | IRS Form 5305-SEP | Must be completed along with a Traditional & Roth IRA Account Application above when opening a SEP-IRA account. | |
| 5 | Traditional IRA & Roth IRA Transfer of Assets/Direct Rollover Form | Authorize the transfer of your employer-sponsored plan, Traditional IRA or Roth IRA directly to Pax World. Do not use this form for a Roth Conversion or Recharacterization. | |
| 6 | Traditional IRA & Roth IRA Rollover/Conversion Certification Form | If you have received a check payable to you from an employer-sponsored plan, Traditional IRA or Roth IRA that you wish to roll over to Pax World within 60 days. | |
| 7 | SIMPLE IRA Account Application - Investor Class | Use to open a new SIMPLE IRA account in the Investor class shares of the funds. Include a copy of your employer's SIMPLE Adoption Agreement. | |
| 8 | SIMPLE IRA Account Application - Class A | Use to open a new SIMPLE IRA account through a financial representative in the Class A shares of the funds. Include a copy of your employer's SIMPLE Adoption Agreement. | |
| 9 | SIMPLE IRA Agreement | Includes application instructions, Disclosure Statement and Custodial Account Agreement. | |
| 10 | SIMPLE IRA Transfer of Assets Form | Authorize the transfer of your SIMPLE IRA directly to Pax World. | |
| 11 | SIMPLE IRA Rollover Certification Form | If you have received a check payable to you from your SIMPLE IRA that you wish to roll over to Pax World within 60 days. | |
| 12 | Coverdell Education Savings Account Application - Investor Class | Use to open a new Coverdell Education Savings account in the Investor Class shares of the funds. | |
| 13 | Coverdell Education Savings Account Application - Class A | Use to open a new Coverdell Education Savings account through a financial representative in the Class A shares of the funds. | |
| 14 | Coverdell Education Savings Account Agreement | Includes application instructions, Disclosure Statement, questions and answers and Custodial Account Agreement. | |
| 15 | Coverdell Education Savings Account Transfer of Assets Form | Authorize the transfer of a Coverdell ESA directly to Pax World from the same beneficiary. | |
| 16 | Coverdell Education Savings Account Rollover Certification Form | If you have received a check payable to you from a Coverdell ESA that you wish to roll over to Pax World within 60 days. | |
| 17 | Change of Beneficiary Form | Update beneficiary information for your Pax World retirement account. | |
| 18 | IRA Withdrawal Form | Request a total or partial distribution from your Pax World IRA, Roth IRA, or SEP-IRA. | |
| 19 | IRA Required Minimum Distribution Form | Request a Required Minimum Distribution (RMD) from your Pax World Traditional IRA, SEP IRA or SIMPLE IRA account if you are age 70½ or older. | |
| 20 | IRA Qualified Charitable Distribution Form | Request a Qualified Charitable Distribution (QCD) from your Pax World Traditional IRA or Roth IRA account if you are age 70½ or older. | |
| 21 | SIMPLE IRA Withdrawal Form | Request a total or partial distribution from your Pax World SIMPLE IRA | |
| 22 | Coverdell ESA Withdrawal Form | Request a total or partial distribution from your Pax World Coverdell ESA. | |
| 23 | Roth IRA Conversion - Internal | Convert your Pax World Traditional IRA to a Pax World Roth IRA. | |
| 24 | Roth IRA Conversion - External | Transfer & Convert your Traditional IRA with another company to a Pax World Roth IRA. | |
| 25 | IRA Recharacterization Form - Internal Contribution | Recharacterize a conversion or contribution between a Pax World Roth IRA and a Pax World Traditional IRA. | |
| 26 | IRA Recharacterization Form- External Contribution | Recharacterize a conversion or contribution between a Roth IRA and Traditional IRA between two different financial institutions. | |
| 27 | IRA Self-Certification for Acceptance of a Late Rollover Contribution Form | If you need to certify a waiver of the 60-day rollover rule within 30 days after the initial deadline for certain situations. | |
| 28 | 403(b)(7) Withdrawal | Request a total or partial distribution from your Pax World 403(b)(7) account. | |
| 29 | Shareholder Service Form | Authorize Telephone/Online Options, Add/Change Bank Information for Electronic Funds Transfer; Add/Change an Automatic Invest Plan; Update Dividend/Capital Gain Options; Update E-Delivery Options; Elect a Cost Basis Method. | |
| 30 | Custodial Account Transfer of Ownership Form | Re-register an UTMA/UGMA, Minor IRA, or Minor Roth IRA account when the child reaches the age of majority. | |
| 31 | Subsequent Investment Slip | Send with an additional investment once you have established an account with Pax World | |
| 32 | Mutual Fund Trading Authorization Form | Allow someone other than the registered account owner(s) to have full trading authority. |
