Head of Compliance UK (IAML) (SMF 16) & Head of Investment Compliance
Lauren serves as the Head of Compliance for Impax Asset Management Limited and has local accountability for reporting to the Board of Directors of Impax Asset Management Limited in relation to FCA requirements, including primary responsibility for FCA interactions. The role is a member of the Impax Asset Management Group plc Compliance Committee responsible for providing the Committee with updates regarding compliance oversight in relation to UK FCA regulation.
Lauren is also the Global Head of Investment Compliance and acts as the focal point for all activity within the relevant firms relating to investment compliance. The role is a member of the Impax Asset Management Group plc Compliance Committee responsible for providing the Committee with updates regarding investment compliance.
Prior to joining Impax in 2019, Lauren has worked at several organisations – including BlackRock Investment Management, Grant Thornton UK LLP, BDO UK LLP and the Financial Ombudsman Service.
Lauren has a Bachelor of Law (Hons), from Cardiff University Law School. She also holds a CISI/CBI Certificate in Climate Risk and CISI Level 6 Diploma in Investment Compliance.