United States
Global Head of Compliance, CCO, North America
As Impax’s Global Head of Compliance, John oversees the firm’s teams managing global compliance efforts. John is also Chief Compliance Officer, North America, ensuring compliance with applicable laws, industry regulations and required policies and procedures.
Prior to joining the firm in 2006, John served as Vice President of Legal and Compliance, and then Vice President and Chief Regulatory Officer at the Boston Stock Exchange from 2000-2006. Before that, he held various legal and compliance positions at T. Rowe Price and Chase Bank. He also served as an Assistant Prosecutor for Monmouth County, New Jersey, from 1988 to 1990.
John earned his Juris Doctor from Vermont Law School and also holds a bachelor’s degree in Political Science, cum laude, from Rutgers University. He is a member of the New Jersey Bar.